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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MS | RA | APPROVED | 2023-03-28 |
| TN | RA | APPROVED | 2004-04-01 |
Branch Locations
1770 Kirby Pkwy Ste 400 Forum Iii, Memphis, TN 38138 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 01/2003 | Present |
| Northwestern Mutual Investment Services, Llc | Memphis | TN | 01/2003 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 05/2007 | Present |
| Home Solutions | Lakeland | TN | 04/2015 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS 2. 100% OWNER, STEVE SCOTT, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 06/16/2020, HOURS PER MONTH: 41-79, HOURS DURING SECURITIES TRADING HOURS: 21-40, STRICTLY FOR THE PURPOSE OF RECEIVING WMC COMMISSIONS. 3.STRUCTURED SETTLEMENT, OTHER NAME, START DATE: 12/01/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, PLAINTIFF ATTORNEY GARY SMITH, ASKED ME TO DO A STRUCTURED SETTLEMENT FOR HIS CLIENT, MS. CONQUISHA HOLMES. WE DO NOT OFFER A STRUCTURED PRODUCT, A FIXED ANNUITY, THEREFORE I HAVE TO BRING IN CORNERSTONE SETTLEMENTS TO ACTUALLY DO THE STRUCTURE ITSELF. CORNERSTONE SETTLEMENTS WORKS WITH NORTHWESTERN FR'S IN THIS CAPACITY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-07-07 |
| S63 | Uniform Securities Agent State Law Examination | 2000-01-07 |
| S65 | Uniform Investment Adviser Law Examination | 1999-12-30 |
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