Charles Mario Casassa

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-06-05
MA	RA	APPROVED	2006-07-03

FL RA
APPROVED

Since 2024-06-05
MA RA
APPROVED

Since 2006-07-03

Branch Locations

200 Lowder Brook Dr Ste 2100, Westwood, MA 02090 • United States

Scituate, MA • United States

Naples, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Braintree	MA	05/2001	Present

05/2001 → Present

Lpl Financial Llc

Braintree, MA

Other Businesses

(1) 11/09/2009: CHRISTOPHER A. CASASSA IRREVOCABLE TRUST DTD: 7/1/2008 - ACT IN A FIDUCIARY CAPACITY - NO TIME SPNET (2) 11/13/2009: CHARLES M. CASASSA, JR. IRREVOCABLE TRUST DTD: 12/22/2008 - ACT IN A FIDUCIARY CAPACITY - 1% OF TIME SPENT

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-06-26

S66 Uniform Combined State Law Examination

2006-06-26

Other Names

Charles Mario Casass

View on SEC IAPD

Employer firm

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Other Businesses

Exams

Other Names

Nearby Firms

Nearby Investors

Nearby Offices

Reviews