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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-06-04
MI RA APPROVED 2023-07-14
IN RA APPROVED 2018-11-02
  • TX RA
    APPROVED_RES
    Since 2024-06-04
  • MI RA
    APPROVED
    Since 2023-07-14
  • IN RA
    APPROVED
    Since 2018-11-02

Branch Locations

3740 Edison Lakes Parkway, Mishawaka, IN 46545 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John Hancock Mutual Life Insurance Compa Mishawaka IN 05/1998 11/2018
Signator Investors, Inc. Mishawaka IN 05/1998 11/2018
Osaic Wealth, Inc. Mishawaka IN 11/2018 Present
  • 05/1998 → 11/2018
    John Hancock Mutual Life Insurance Compa
    Mishawaka, IN
  • 05/1998 → 11/2018
    Signator Investors, Inc.
    Mishawaka, IN
  • 11/2018 → Present
    Mishawaka, IN
Previous Registrations
  • 2000-03-06 → 2018-11-02
    Signator Investors, Inc.
    Mishawaka, IN
    Mishawaka, IN
Other Businesses

1) RED BUD 401K PAYMENTS POSITION: n/a NATURE: Service Agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/01/2018 ADDRESS: 3740 Edison Lakes Parkway, Mishawaka IN 46545, United States DESCRIPTION: Provide information regarding group retirement plan benefits. 2) CLARITY 401K PAYMENTS POSITION: n/a NATURE: Service Agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/01/2018 ADDRESS: 3740 Edison Lakes Parkway, Mishawaka IN 46545, United States DESCRIPTION: Provide information regarding group retirement plan benefits. 3) CLARITY FINANCIAL PARTNERS POSITION: agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 11/03/2018 ADDRESS: 3740 Edison Lakes Parkway, Mishawaka IN 46545, United States DESCRIPTION: SALES/MARKETING OF FIXED ANNUITIES AND NON-VARIABLE INSURANCE 4) CLARITY FINANCIAL PARTNERS POSITION: IAR NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/25/2023 ADDRESS: 3740 Edison Lakes Parkway, Mishawaka IN 46545, United States DESCRIPTION: Sales/marketing of securities, investment advisory and insurance products.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-22
S63 Uniform Securities Agent State Law Examination 1998-06-22
  • S65 Uniform Investment Adviser Law Examination
    1999-12-22
  • S63 Uniform Securities Agent State Law Examination
    1998-06-22
Other Names
  • Rex Sallak

View on SEC IAPD

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