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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-06-04 |
| MI | RA | APPROVED | 2023-07-14 |
| IN | RA | APPROVED | 2018-11-02 |
Branch Locations
3740 Edison Lakes Parkway, Mishawaka, IN 46545 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| John Hancock Mutual Life Insurance Compa | Mishawaka | IN | 05/1998 | 11/2018 |
| Signator Investors, Inc. | Mishawaka | IN | 05/1998 | 11/2018 |
| Osaic Wealth, Inc. | Mishawaka | IN | 11/2018 | Present |
1) RED BUD 401K PAYMENTS POSITION: n/a NATURE: Service Agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/01/2018 ADDRESS: 3740 Edison Lakes Parkway, Mishawaka IN 46545, United States DESCRIPTION: Provide information regarding group retirement plan benefits. 2) CLARITY 401K PAYMENTS POSITION: n/a NATURE: Service Agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/01/2018 ADDRESS: 3740 Edison Lakes Parkway, Mishawaka IN 46545, United States DESCRIPTION: Provide information regarding group retirement plan benefits. 3) CLARITY FINANCIAL PARTNERS POSITION: agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 11/03/2018 ADDRESS: 3740 Edison Lakes Parkway, Mishawaka IN 46545, United States DESCRIPTION: SALES/MARKETING OF FIXED ANNUITIES AND NON-VARIABLE INSURANCE 4) CLARITY FINANCIAL PARTNERS POSITION: IAR NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/25/2023 ADDRESS: 3740 Edison Lakes Parkway, Mishawaka IN 46545, United States DESCRIPTION: Sales/marketing of securities, investment advisory and insurance products.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 1998-06-22 |
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