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Thomas Patrick Caffrey

Allstate Financial Advisors, LLC

Hilton Head Island, SC

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Current Employers
Allstate Financial Advisors, Llc

151 N 8Th Street, Suite 450, Lincoln, NE 68508 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2014-07-21
  • SC RA
    APPROVED
    Since 2014-07-21

Branch Locations

42 New Orleans Rd Ste 100, Hilton Head Island, SC 29928-4740 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allstate Insurance Co Northbrook IL 09/2013 Present
Allstate Financial Services, Llc Lincoln NE 06/2014 Present
Allstate Financial Advisors, Llc Lincoln NE 07/2014 Present
Helwig International Trading Corp Hilton Head Island SC 09/2017 Present
  • 09/2013 → Present
    Allstate Insurance Co
    Northbrook, IL
  • 06/2014 → Present
    Allstate Financial Services, Llc
    Lincoln, NE
  • 07/2014 → Present
    Allstate Financial Advisors, Llc
    Lincoln, NE
  • 09/2017 → Present
    Helwig International Trading Corp
    Hilton Head Island, SC
Previous Registrations
  • 2012-11-26 → 2013-02-08
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Charlotte, NC
    Charlotte, NC
    Hilton Head, SC
    Hilton Head, SC
    Hilton Head Island, SC
    Charlotte, NC
    Bluffton, SC
  • 2012-01-17 → 2012-05-22
    L.M. Kohn & Company
    Atlanta, GA
    Bluffton, SC
  • 2010-09-03 → 2012-01-17
    Midsouth Capital, Inc.
    Bluffton, SC
    Atlanta, GA
    Bluffton, SC
  • 2009-09-24 → 2010-08-30
    Morgan Keegan & Company, Llc
    Atlanta, GA
  • 2009-06-01 → 2009-10-08
    Morgan Stanley
    Atlanta, GA
  • 2008-11-14 → 2009-06-01
    Citigroup Global Markets Inc.
    Atlanta, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-06-01
S63 Uniform Securities Agent State Law Examination 1998-09-02
  • S65 Uniform Investment Adviser Law Examination
    2000-06-01
  • S63 Uniform Securities Agent State Law Examination
    1998-09-02
Other Names
  • Tom Caffrey
  • Thomas Patrick Caffrey
  • Thomas Patrick Caffrey
  • Thomas P Caffrey

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
HILTON HEAD CAPITAL PARTNERS, LLC
WELLS FARGO CLEARING SERVICES, LLC
TRUIST ADVISORY SERVICES, INC.
MORGAN STANLEY
THE ASCENT GROUP, LLC
AE WEALTH MANAGEMENT, LLC
PRINCIPAL SECURITIES, INC.

Other Investors

Ryan Jon Berry
Gregory F Viventi
MATTHEW RYAN KENNETT
Paula L Eagle
LEANNE B WOODARD
John MARK Brighton
DAVID GEORGE RUCKNO
Brighan C Dryer

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HILTON HEAD ISLAND, SC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HILTON HEAD, SC
HILTON HEAD CAPITAL PARTNERS, LLC · HILTON HEAD ISLAND, SC
WELLS FARGO CLEARING SERVICES, LLC · HILTON HEAD ISLAND, SC
TRUIST ADVISORY SERVICES, INC. · HILTON HEAD ISLANDS, SC
TRUIST ADVISORY SERVICES, INC. · HILTON HEAD, SC
MORGAN STANLEY · Hilton Head Island, SC
THE ASCENT GROUP, LLC · Hilton Head, SC

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