Rupert B Gregorio

Current Employers

Employment History

• 02/2015 → 12/2016
  Unionbanc Investment Services
  Bakersfield, CA
• 01/2017 → 12/2022
  Principal Life Insurance Company
  Bakersfield, CA
• 01/2017 → Present
  Principal Securities Inc
  Bakersfield, CA

Previous Registrations

• 2015-02-26 → 2017-01-05
  U.S. Bancorp Advisors, Llc
  Delano, CA
  Wasco, CA
  Bakersfield, CA
  Tehachapi, CA
  Bakersfield, CA
  Bakersfield, CA
  Bakersfield, CA
  Porterville, CA
  Delano, CA
  Wasco, CA
• 2009-06-01 → 2015-03-09
  Morgan Stanley
  Bakersfield, CA
• 2008-03-20 → 2009-06-01
  Morgan Stanley & Co. Llc
  Bakersfield, CA
• 2004-11-29 → 2008-03-14
  Western International Securities, Inc.
  Incline Village, NV
  Bakersfield, CA
  Crystal Bay, NV
• 2003-01-30 → 2004-01-29
  Charles Schwab & Co., Inc.
  Bakersfield, CA
• 2001-06-13 → 2003-01-14
  Ubs Financial Services Inc.
  Bakersfield, CA

Other Businesses

**Fixed insurance, Life, DI, LTC, Annuities, 8/16/17 **En8 Digital, Inc.; Not Investment Related; Newbury Park, CA; Co-owner; Voting rights, planning, budgeting.; Start Date: 02/01/2020; 4 hrs per month; 0 during trading hours. **INSURANCE - HEALTH PLANS POSITION: Gregorio Health Insurance Plans NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2025 ADDRESS: 4900 California Ave Suite 120B, Bakersfield CA 93309, United States DESCRIPTION: I will be selling insurance plans to business in California. I plan on building a network of influence with small and mid sized businesses, along with their trusted advisors like CPAs, Attorney's, and other consultants to drive sales. I plan on clearing these plans through Warner Pacific, while working here at Principal Securities.

Exams

• S66 Uniform Combined State Law Examination
  2000-08-11

Other Names

• Jr Rupert Baliola Gregorio
• Rupert Baliola Gregorio
• Rupert Baliola Gregorio