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6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2018-01-12 |
Branch Locations
5 Saint John Street Suite 200, North Haven, CT 06473 • United States
6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments, Inc. | Wallingford | CT | 06/2009 | 12/2017 |
| Kovack Securities, Inc. | Fort Lauderdale | FL | 12/2017 | Present |
| Kovack Advisors, Inc | Fort Lauderdale | FL | 12/2017 | Present |
1) AMERICAN HERITAGE INSURANCE, LLC - 5 SAINT JOHN STREET NORTH HAVEN, CT 06473; MANAGING PRINCIPAL; INVOLVED WITH PROPERTY & CASUALTY INSURANCE SALES; NON-INVESTMENT RELATED BUSINESS; 2% OF TIME SPENT 2) Heritage Financial dba American Heritage Financial 5 St. John St., Ste 200, North Haven CT 06473, managing principal 3) BRBG LLC - 4 ARMSTRONG ROAD, SHELTON, CT; NON-INVESTMENT RELATED; START DATE JULY 16, 2024; PROPERTY AND CASUALTY INSURANCE; BROKER; 2 HOURS/MONTH DEVOTED TO OTHER BUSINESS; LESS THAN 1 HOUR/MONTH DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-07-08 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-20 |
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