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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-08-01 |
| HI | RA | APPROVED | 2004-01-19 |
Branch Locations
1003 Bishop St, Honolulu, HI 96813 • United States
Honolulu, HI • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch,Pierce,Fenner&Smith Inc. | Honolulu | HI | 12/2001 | Present |
| Bank Of America, Na | Honolulu | HI | 09/2009 | Present |
I*79751 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: RENTAL PROPERTY INVESTMENT RELATED: N ADDRESS OF BUSINESS: HONOLULU, HAWAII 96815 NATURE OF BUSINESS: OTHER,JOINT OWNERSHIP W/ SPOUSE POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 4/1/2015 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTY, COLLECT RENTS & ARRANGE REPAIRS I*83018 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: ATOMY INVESTMENT RELATED: N ADDRESS OF BUSINESS: FEDERAL WAY, WASHINGTON 98003 NATURE OF BUSINESS: CORPORATION, POSITION, TITLE, ASSOCIATION: OTHER, MEMBER START DATE OF RELATIONSHIP: 8/1/2015 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: STRICTLY REFERRAL ON THE BEAUTY PRODUCTS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-01-16 |
| S63 | Uniform Securities Agent State Law Examination | 2000-03-24 |
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