Joseph Anthony Pino

Employer firm

B. Riley Wealth Advisors, Inc. CRD 115927

$4.21B regulatory AUM 40 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → Present
  B. Riley Wealth Management
  Toledo, OH
• 07/2022 → Present
  B. Riley Wealth Advisors, Inc.
  Toledo, OH

Previous Registrations

• 2004-03-15 → 2016-08-24
  Wells Fargo Advisors Financial Network, Llc
  Holland, OH
  Toledo, OH
• 2003-06-23 → 2004-03-12
  Wells Fargo Clearing Services, Llc
  Holland, OH

Other Businesses

1. Author; Non investment-related; 1258 Scott Ridge Dr Adrian MI 49221; Author of children's books;; start date 2011; 2 hrs/ month devoted; 0 hrs during securities trading hrs. 2. Pino Wealth Management; investment-related; 4159 N. Holland-Sylvania Rd, STE 204 Toledo, OH 43623; marketing name for financial securities business conducted through B. Riley Wealth Management; start date 2016. 40 hours / week devoted during securities trading hours. 3. Holly Wealth Management Group, LTD; Investment related; 4159 N. Holland-Sylvania Rd, STE 204 Toledo, OH 43623; DBA for financial securities business conducted through B. Riley Wealth Management; start date 2016. 40 hours / week devoted during securities trading hours. 4. B. Riley Wealth Insurance; Investment-Related; Same Address as BRWM; Fixed Insurance Sales; Licensed Insurance Agent; Start Date 09/2025; As Many Hours As Needed Per Month

Exams

• S66 Uniform Combined State Law Examination
  2006-12-29
• S63 Uniform Securities Agent State Law Examination
  1999-01-18

Other Names

• Joe Pino