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111 Center St, Little Rock, AR 72201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-03-27 |
Branch Locations
6075 Poplar Avenue Crescent Center, Memphis, TN 38119 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ftn Financial Securities Corp | Memphis | TN | 02/2015 | 10/2018 |
| Ftn Financial Capital Markets | Memphis | TN | 02/2015 | 10/2018 |
| Ftn Financial Capital Markets | Memphis | TN | 10/2018 | 04/2019 |
| Ftn Financial Securities Corp | Memphis | TN | 10/2018 | 05/2019 |
| Lpl Financial Llc | Memphis | TN | 07/2019 | 01/2021 |
| First Bank | Memphis | TN | 07/2019 | 01/2025 |
| Raymond James Financial Services, Inc. | Memphis | TN | 01/2021 | 01/2025 |
| Firstbank Investment Partners | Memphis | TN | 01/2021 | 01/2025 |
| Firstbank Insurance Group | Memphis | TN | 02/2021 | 01/2025 |
| Raymond James Financial Services Advisors, Inc. | Memphis | TN | 07/2023 | 01/2025 |
| Stephens Inc. | Memphis | TN | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-07-21 |
| S63 | Uniform Securities Agent State Law Examination | 2002-08-19 |
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