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Edwin Thomas Berg

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bloomfield Hills, MI

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-06-15
MI RA APPROVED 2010-05-11
FL RA APPROVED 2009-10-23
IL RA APPROVED 2009-10-23
  • TX RA
    APPROVED_RES
    Since 2012-06-15
  • MI RA
    APPROVED
    Since 2010-05-11
  • FL RA
    APPROVED
    Since 2009-10-23
  • IL RA
    APPROVED
    Since 2009-10-23

Branch Locations

39577 Woodward Ave, Bloomfield Hills, MI 48304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Troy MI 10/2009 Present
Bank Of America, Na Troy MI 12/2009 Present
Previous Registrations
  • 2008-10-24 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Troy, MI
    Troy, MI
    Troy, MI
  • 2006-11-02 → 2008-10-24
    Lasalle Financial Services, Inc.
    Troy, MI
    Troy, MI
    Chicago, IL
    Birmingham, MI
    Troy, MI
    Troy, MI
    Troy, MI
    Troy, MI
    Troy, MI
    Troy, MI
    Troy, MI
    Chicago, IL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-09-30
S65 Uniform Investment Adviser Law Examination 1998-09-30
  • S63 Uniform Securities Agent State Law Examination
    1998-09-30
  • S65 Uniform Investment Adviser Law Examination
    1998-09-30

View on SEC IAPD

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Other Offices

ENGLISH CAPITAL MANAGEMENT LLC · BLOOMFIELD HILLS, MI
SCHWARTZ & CO. · BLOOMFIELD HILLS, MI
GREGORY J. SCHWARTZ & CO., INC. · BLOOMFIELD HILLS, MI
LPL FINANCIAL LLC · BIRMINGHAM, MI
J.P. MORGAN SECURITIES LLC · BLOOMFIELD HILLS, MI
HIDDEN CAPITAL MANAGEMENT, LLC · BLOOMFIELD HILLS, MI
PROSPERITY WEALTH STRATEGIES LLC · Bloomfield Hills, MI
QUARTON CAPITAL PARTNERS · BIRMINGHAM, MI

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