Best Investors Account Sign in
Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2005-01-03
  • NJ RA
    APPROVED
    Since 2005-01-03

Branch Locations

35 West Union Avenue, Bound Brook, NJ 08805 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Spfld MA 01/2002 Present
Mmlisi Bridgewater NJ 01/2002 Present
  • 01/2002 → Present
    Massmutual
    Spfld, MA
  • 01/2002 → Present
    Mmlisi
    Bridgewater, NJ
Other Businesses

(1)NAME:35 WEST UNION LLC, INV REL:Y ADDR:35 WEST UNION AVE, BOUND BROOK NJ 08805, NATURE:RENTAL PROPERTY, POSITION:MANAGING PARTNER, START:12/27/2004, NO HR/MO:2 NO HR/MO DUR TRADING:0.(2)NAME:SPINNER AND SPINNER, INV REL:Y ADDR:35 WEST UNION AVE, BOUND BROOK NJ 08805, NATURE:CPA/TAX PREPARATION, POSITION:OWNER, START:1/1/1984, NO HR/MO:80 NO HR/MO DUR TRADING:80.(3)NAME:WENDY SPINNER, INV REL:Y ADDR:35 WEST UNION AVE, NATURE:HEALTH INSURANCE SALES, POSITION:AGENT, START:1/1/2005, NO HR/MO:3 NO HR/MO DUR TRADING:0.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2005-09-21
S65 Uniform Investment Adviser Law Examination 2004-09-04
  • S63 Uniform Securities Agent State Law Examination
    2005-09-21
  • S65 Uniform Investment Adviser Law Examination
    2004-09-04

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Bound Brook, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor