Eric Jason Schwartz

Employer firm

Aem Asset Management, LLC CRD 310360

$118M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2011 → 12/2020
  Rrbb Asset Management Llc
  Maplewood, NJ
• 12/2019 → 12/2020
  Rrbb Asset Management Llc
  Maplewood, NJ
• 01/2010 → Present
  Rrbb (Rosenburg Rich Baker Berman & Company)
  Maplewood, NJ
• 03/2012 → Present
  Njpmi Llc
  Maplewood, NJ
• 05/2020 → Present
  Aem Asset Management, Llc
  Somerset, NJ
• 08/2020 → Present
  Aem Asset Management, Llc
  Somerset, NJ

Previous Registrations

• 2020-01-14 → 2020-12-31
  Rrbb Asset Management, Llc
  Maplewood, NJ

Other Businesses

1) Rosenberg Rich Baker Berman & Company; Investment-related: No; Address: 111 Dunnell Road Suite 100, Maplewood, NJ 07040; Nature of other business: Accounting Firm; Position: Administrator; Start Date: 01/2010. Approximate number of hour per month: 12; Approximate number of hours per month during securities trading hours: 6; Duties: Administrative, general accounting tasks, and clerical tasks. 2)Name of Business: NJPMI LLC; Investment-related: No; Address: 111 Dunnell Road Suite 100, Maplewood, NJ 07040; Nature of other business: Precious Metals Consulting Firm; Position: Owner; Start Date: 03/2012 Approximate number of hour per month: 4; Approximate number of hours per month during securities trading hours: 2; Duties: Consulting in precious metals, primarily coin related. 3) RRBB Asset Management, LLC - Investment-related: yes; Address: 111 Dunnell Road Suite 100, Maplewood, NJ 07040; Nature of other business: Investment Advisor; Position: Administrator/ IAR; Start Date: 05/2011.

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-12-12