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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-25
NJ RA APPROVED 2025-06-02
  • TX RA
    APPROVED
    Since 2025-08-25
  • NJ RA
    APPROVED
    Since 2025-06-02

Branch Locations

1848 Easton Ave, Somerset, NJ 08873 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ibs (Icfai Business School) Mumbai 08/2016 06/2018
Hdfc Bank Mumbai 07/2018 07/2021
Motilal Oswal Financial Service Limited Mumbai 07/2021 04/2023
Unemployed North Brunswick NJ 05/2023 09/2023
Costco North Brunswick NJ 11/2023 01/2024
Unemployed North Brunswick NJ 01/2024 02/2024
New York Life Insurance Company Wall NJ 02/2024 01/2025
Nylife Securities Llc Wall NJ 07/2024 01/2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated East Brunswick, NJ 02/2025 Present
Bank Of America, N.A. East Brunswick NJ 04/2025 Present
  • 08/2016 → 06/2018
    Ibs (Icfai Business School)
    Mumbai
  • 07/2018 → 07/2021
    Hdfc Bank
    Mumbai
  • 07/2021 → 04/2023
    Motilal Oswal Financial Service Limited
    Mumbai
  • 05/2023 → 09/2023
    Unemployed
    North Brunswick, NJ
  • 11/2023 → 01/2024
    Costco
    North Brunswick, NJ
  • 01/2024 → 02/2024
    Unemployed
    North Brunswick, NJ
  • 02/2024 → 01/2025
    New York Life Insurance Company
    Wall, NJ
  • 07/2024 → 01/2025
    Nylife Securities Llc
    Wall, NJ
  • 02/2025 → Present
    East Brunswick,, NJ
  • 04/2025 → Present
    Bank Of America, N.A.
    East Brunswick, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-29
S63 Uniform Securities Agent State Law Examination 2025-01-03
  • S66 Uniform Combined State Law Examination
    2025-05-29
  • S63 Uniform Securities Agent State Law Examination
    2025-01-03

View on SEC IAPD

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