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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-03
NJ RA APPROVED 2024-09-13
PA RA APPROVED 2024-09-12
  • TX RA
    APPROVED
    Since 2025-03-03
  • NJ RA
    APPROVED
    Since 2024-09-13
  • PA RA
    APPROVED
    Since 2024-09-12

Branch Locations

792 Chimney Rock Road Suite D, Martinsville, NJ 08836 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Arconic Lancaster PA 05/2018 02/2020
Philadelphia 76Ers, L.P Camden NJ 03/2020 10/2024
University Of Pittsburgh Pittsburgh PA 08/2014 05/2018
Arconic Pittsburgh PA 06/2017 08/2017
Cetera Wealth Services, Llc El Segundo CA 07/2024 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2024 Present
  • 05/2018 → 02/2020
    Arconic
    Lancaster, PA
  • 03/2020 → 10/2024
    Philadelphia 76Ers, L.P
    Camden, NJ
  • 08/2014 → 05/2018
    University Of Pittsburgh
    Pittsburgh, PA
  • 06/2017 → 08/2017
    Arconic
    Pittsburgh, PA
  • 07/2024 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 09/2024 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 02/2024; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 20; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: ALLIED WEALTH PARTNERS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 08/2024; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 33; BRIEF DESCRIPTION OF DUTIES: SALES AND MARKETING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-11
  • S66 Uniform Combined State Law Examination
    2024-09-11

View on SEC IAPD

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