Anthony F Caruso

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2005 → 08/2023
  Minnesota Life Insurance Co
  St. Paul, MN
• 07/2005 → 08/2023
  Securian Financial Services
  St. Paul, MN
• 06/2014 → Present
  Allied Wealth Partners
  Warren, NJ
• 08/2023 → Present
  Cetera Wealth Services, Llc
  Martinsville, NJ
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2005-07-01 → 2023-08-10
  Securian Financial Services, Inc.
  Warren, NJ
  Warren, NJ
  Martinsville, NJ
  St. Paul, MN
• 2004-06-22 → 2005-07-01
  Lpl Financial Llc
  Warren, NJ

Other Businesses

ALLIED WEALTH PARTNERS POSITION: Salesperson NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 05/01/2010 ADDRESS: , Warren NJ , United States DESCRIPTION: Salesperson KELLER WILLIAMS REALTY POSITION: Independent Contractor NATURE: Realtor INVESTMENT RELATED: No NUMBER OF HOURS: 24 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2017 ADDRESS: , Warren NJ , United States DESCRIPTION: Independent Contractor VITALE CARUSO & ASSOCIATES POSITION: Partner NATURE: DBA INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/01/2003 ADDRESS: , Warren NJ , United States DESCRIPTION: Partner

Exams

• S63 Uniform Securities Agent State Law Examination
  2002-04-08