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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2016-04-18
  • MD RA
    APPROVED
    Since 2016-04-18

Branch Locations

2330 West Joppa Rd. Ste. 175, Lutherville, MD 21093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Advisory Services, Llc Lutherville MD 04/2016 Present
Kestra Investment Services, Llc Lutherville MD 03/2009 Present
Previous Registrations
  • 2008-05-05 → 2009-03-13
    Woodbury Financial Services, Inc.
    Hunt Valley, MD
Other Businesses

Business Name: Justin Retirement Capital Advisory Investment Related: Yes Address: 2330 West Joppa Road Ste 175 Lutherville MD 21093 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Other,Advisor Start Date: 3/1/2009 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Financial PlanningBusiness Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-04-14
S63 Uniform Securities Agent State Law Examination 2000-06-07
  • S65 Uniform Investment Adviser Law Examination
    2008-04-14
  • S63 Uniform Securities Agent State Law Examination
    2000-06-07
Other Names
  • Tony Corea

View on SEC IAPD

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