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501 West Broadway Suite 1350, San Diego, CA 92101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-17 |
Branch Locations
501 West Broadway Suite 1350, San Diego, CA 92101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Andbanc Advisory Llc | Miami | FL | 06/2015 | 03/2021 |
| Andbanc Brokerage, Llc | Miami | FL | 06/2015 | 03/2021 |
| Antarctica Advisors | Miami | FL | 08/2016 | 06/2017 |
| Patagonia Wealth Advisors | Miami | FL | 08/2016 | 06/2017 |
| Investment Placement Group | San Diego | CA | 03/2021 | Present |
| Ipg Investment Advisors, Llc. | San Diego | CA | 03/2021 | Present |
1. IPG IVESTMENT ADVISORS, LLC.; CCO/AMLCO WITH AFFILIATED INVESTMENT ADVISOR. HOURS ARE DURING MARKET HOURS, NON-COMMISSION BASED, SUPERVISORY. 2. INVESTMENT PLACEMENT COMMODITIES, CHIEF COMPLIANCE OFFICER OF NFA REGISTERED FUTURES AND COMMODITIES BROKER UNDER COMMON CONTROL. SUPERVISORY. 3. SOURCE 1, LLC.; NOT INVESTMENT RELATED; 555 SATURN BLVD, SUITE B1280, SAN DIEGO, CA 92154; NOTARY SERVICES; SOLE OWNER; MARCH 2023; CURRENTLY ZERO HOURS DEVOTED TO THIS BUSINESS; ZERO HOURS DEVOTED DURING SECURITIES TRADING HOURS, 4. FINRA DISPUTE RESOLUTION SERVICES: NOT INVESTMENT RELATED: LOCATED AT 200 LIBERTY STREET NEW YORK NEW YORK 10281-1003; NON-PUBLIC ARBITRATOR; APRIL 2023; CURRENTLY ZERO HOURS DEVOTED TO THIS BUSINESS; IF SELECTED COULD POSSIBLY REQUIRE SOME TIME DURING MARKET HOURS; IF SELECTED EXPECTED TO SERVE AS ARBITRATOR 4. SHADOW RIDGE HOA: NOT INVESTMENT RELATED: COMMUNITY HOMEOWNERS ASSOCIATION: VOLUNTEER MEMBER MANAGING COMMINITY MAINTENANCE ITEMS: ATTENDING MONTHLY EVENING MEETINGS: ZERO HOURS DEVOTED DURING MARKET HOURS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-03-29 |
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