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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-12-13 |
| ND | RA | APPROVED | 2021-11-16 |
| MN | RA | APPROVED | 2021-10-19 |
Branch Locations
90 S 7Th St 10Th & 11Th Fls [Ge-Rbo], Minneapolis, MN 55402 • United States
406 Main Ave 2Nd Fl, Fargo, ND 58103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services | Fargo | ND | 03/2017 | 08/2020 |
| Wells Fargo Bank | Fargo | ND | 03/2017 | Present |
| Wells Fargo Bank | Fargo | ND | 05/2005 | 03/2017 |
| Wells Fargo Clearing Services | Minneapolis | MN | 07/2021 | Present |
NDSU FOUNDATION; INVESTMENT RELATED; FARGO,ND; INVESTMENT COMMITTEE MEMBER; START 1/1/2021; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 1; REVIEW PERFORMANCE AND ENSURE THAT THE OCIO IS OPERATING WITHIN THE INVESTMENT POLICY STATEMENT AND OVERSEE THE OCIO'S MANAGEMENT OF THE ENDOWMENT ASSETS. POWER OF ATTORNEY FOR AUNT; INV RELATED; FARGO, ND; HELPING AUNT WITH FINANCIAL AFFAIRS; POA; START DATE: 10/01/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING. |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-04-15 |
| S63 | Uniform Securities Agent State Law Examination | 2017-04-27 |
| S66 | Uniform Combined State Law Examination | 2000-02-18 |
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