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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-05-04 |
| CA | RA | APPROVED | 2016-05-23 |
Branch Locations
7700 Irvine Center Dr Ste 520, Irvine, CA 92618 • United States
Fountain Valley, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Irvine | CA | 05/2016 | Present |
TRUSTEE FOR PELORUS CAPITAL MANAGEMENT LLC 401K; INV RELATED; IRVINE, CA; FOR 4 EMPLOYEES; START: 1/23/17; 2 HRS/MO; 1 HR DURING TRADING.; PELORUS CAPITAL MANAGEMENT, LLC, INV RELATED, IRVINE, CA, 49% OWNERHSIP, START: 5/23/2016, 160 HRS/MONTH, 40 HRS DURING TRADING, FINET PRACTICE LLC. ALPHA SPORTS LLC, NOT INV RELATED, HUNTINGTON BEACH, CA, 25% OWNERSHIP, START 4/1/2021, 5 HOURS PER MONTH, ZERO HOURS DURING TRADING, SOCCER TRAINING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-01-20 |
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