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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2019-12-04 |
| CO | RA | APPROVED | 2019-09-03 |
| TX | RA | APPROVED | 2019-09-03 |
Branch Locations
210 University Boulevard Ste 800, Denver, CO 80206 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab &Co., Inc | Denver | CO | 12/1999 | 08/2019 |
| Charles Schwab Bank | Denver | CO | 05/2005 | 08/2019 |
| Robert W. Baird & Co. | Denver | CO | 09/2019 | Present |
Name/Address: Jihi Technologies Inc / 3011 S. Bellaire St, Denver, CO 80222 Start Date: 3/20/24 Hours Spent: 0-5 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Consultant Non Investment Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-06-02 |
| S63 | Uniform Securities Agent State Law Examination | 1998-06-24 |
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