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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-05-24 |
| TN | RA | APPROVED | 2004-04-12 |
Branch Locations
214 East Mountcastle Drive Suite 1-A, Johnson City, TN 37601 • United States
214 East Mountcastle Drive, Johnson City, TN 37601 • United States
Johnson City, TN • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Johnson City | TN | 04/2004 | Present |
1) Jeremiah School of JC / Johnson City,TN 37602 / Other/ Education / School for Kids with Autism / Member of Board of Directors / / Chairman of the BOD / Start Date 09/01/2015 / 2) B.A.P. III Irrevocable Life Insurance Trust/ Investment related?/ Johnson City, TN, 37601 US/ receive premiums for life insurance and pay to Modern Woodmen annually/ start date: 4/7/2015
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-08-06 |
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