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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-05-24
TN RA APPROVED 2004-04-12
  • TX RA
    APPROVED_RES
    Since 2010-05-24
  • TN RA
    APPROVED
    Since 2004-04-12

Branch Locations

214 East Mountcastle Drive Suite 1-A, Johnson City, TN 37601 • United States

214 East Mountcastle Drive, Johnson City, TN 37601 • United States

Johnson City, TN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Johnson City TN 04/2004 Present
Other Businesses

1) Jeremiah School of JC / Johnson City,TN 37602 / Other/ Education / School for Kids with Autism / Member of Board of Directors / / Chairman of the BOD / Start Date 09/01/2015 / 2) B.A.P. III Irrevocable Life Insurance Trust/ Investment related?/ Johnson City, TN, 37601 US/ receive premiums for life insurance and pay to Modern Woodmen annually/ start date: 4/7/2015

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-08-06
  • S66 Uniform Combined State Law Examination
    1998-08-06
Designations
Other Names
  • David F Paduch

View on SEC IAPD

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