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Harry Albert Wellons

Cascades Capital Asset Management, LLC

Greensboro, NC

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Current Employers
Cascades Capital Asset Management, Llc

1840 Pembroke Road Suite 1, Greensboro, NC 27408 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-11-23
NC RA APPROVED 2014-07-22
  • TX RA
    APPROVED_RES
    Since 2025-11-23
  • NC RA
    APPROVED
    Since 2014-07-22

Branch Locations

1840 Pembroke Road Suite 1, Greensboro, NC 27408 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cascades Capital, Llc Greensboro NC 06/2014 Present
  • 06/2014 → Present
    Cascades Capital, Llc
    Greensboro, NC
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-07-08
S63 Uniform Securities Agent State Law Examination 1998-06-23
  • S65 Uniform Investment Adviser Law Examination
    1998-07-08
  • S63 Uniform Securities Agent State Law Examination
    1998-06-23
Other Names
  • Harry A Wellons

View on SEC IAPD

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