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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-26 |
| NE | RA | APPROVED | 2015-11-04 |
| MN | RA | APPROVED | 2015-05-04 |
| IA | RA | APPROVED | 2015-05-01 |
Branch Locations
116 W 8Th St, Spencer, IA 51301 • United States
722 Lake Ave, Storm Lake, IA 50588 • United States
Spencer, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Storm Lake | IA | 05/2010 | 03/2020 |
| Ameriprise Financial Service, Llc | Storm Lake | IA | 03/2006 | Present |
Outside Employment; Spielman LLC; Associate Financial Advisor - Compensation for role within the Ameriprise practice.; This is the LLC that I receive my compensation from for my role as AFA and RP Delegate to Andrew Spielman.; 112 N 2nd St, , Cherokee, IA, 51012; Investment-Related; 07/01/2017; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-08-08 |
| S63 | Uniform Securities Agent State Law Examination | 2001-08-10 |
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