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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2019-10-23
TX RA APPROVED_RES 2014-03-24
MO RA APPROVED 2006-02-01
  • KS RA
    APPROVED
    Since 2019-10-23
  • TX RA
    APPROVED_RES
    Since 2014-03-24
  • MO RA
    APPROVED
    Since 2006-02-01

Branch Locations

16150 Main Circle Drive Suite 400, Chesterfield, MO 63017 • United States

10975 Benson Drive Suite 350, Overland Park, KS 66210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Chesterfield MO 02/2005 Present
Mml Investors Services, Llc Chesterfield MO 02/2005 Present
Other Businesses

(1) NAME: CODY FARM, LLC INV REL: Y ADDR: 1829 HIGHWAY MM, CLARENCE, MO 63437 NATURE: SIMPLE RENTAL PROPERTY POSITION: OWNER START: 1/1/2016 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 0. (2) NAME: BRIAN ROBERTS INV REL: Y ADDR: 16150 MAIN CIRCLE DRIVE, SUITE 400, CHESTERFIELD, MO 63017 NATURE: OUTSIDE INSURANCE/NON-MMLIA: LIFE, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES, HEALTH, OTHER - DENTAL, VISION, ETC. POSITION: AGENT/PARTICIPANT START: 05/18/2021 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 1 DUTIES: RECEIVE COMMISSIONS FROM SALES & SERVICE OF INDIVIDUAL AND/OR GROUP FIXED INSURANCE PRODUCTS AND BENEFITS. (3) NAME: ROBERTS RACING, LLC INV REL: N ADD: AT RESIDENTIAL ADDRES NATURE: INVEST IN OR OPERATE IN THE HORSE RACING INDUSTRY POSITION: OWNER START DATE: 06/01/2022 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: LIMITED PARTNER IN ENTITY THAT BUYS AND SELLS RACEHORSES. (4) NAME: INCARNATE WORD ACADEMY INV REL: N ADDR: 2788 NORMANDY AVE, NORMANDY, MO 63121 NATURE: CATHOLIC HIGH SCHOOL POSITION: BOARD MEMBER START DATE: 9/1/2025 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 0 DUTIES: BOARD MEMBER ATTENDING QUARTERLY MEETINGS PROVIDING INSIGHT ON VISION AND DIRECTION OF THE HIGH SCHOOL (5) NAME: FELLOWSHIP OF CHRISTIAN ATHLETES INV REL: N ADDR: 1365 N HWY DR, STE 300, FENTON, MO 63099 NATURE: CHRISTIAN SPORTS ORGANIZATION POSITION: BOARD MEMBER ON EXECUTIVE LEADERSHIP TEAM START DATE: 9/1/2025 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 0 DUTIES: BOARD MEMBER; QUARTERLY MEETINGS AND INSIGHT ON VISION OF THE ORGANIZATION

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-01-24
S63 Uniform Securities Agent State Law Examination 2002-10-25
  • S65 Uniform Investment Adviser Law Examination
    2006-01-24
  • S63 Uniform Securities Agent State Law Examination
    2002-10-25

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