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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2016-08-22
  • LA RA
    APPROVED
    Since 2016-08-22

Branch Locations

132 Rue Colette Ste A, Thibodaux, LA 70301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Thibodaux LA 08/2012 03/2020
Ameriprise Financial Services, Llc Thibodaux LA 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; Waguespack and Gallagher, CPA's LLC4749 Hwy 308Napoleonville, LA, ,; ; 02/01/2002 / Single Family; 1730 Hwy 1Grand Isle, LA, ,; ; 02/01/2003. Business Ownership; Michael J Waguespack CPA APC; ; Tax Preparation; 4749 Hwy 308Napoleonville, LA 70390, ,; ; 01/01/1993; 10 to 19 hours per month; / RES Contractors LLC; Owner; Industrial Contractor; 256 Ideal Street, Plattenville, LA 70393, , PLATTENVILLE, LA, 70393; Not Investment-Related; 04/01/2016; 1 to 9 hours per month; 1 to 9 during trading hours / Waguespack and Gallagher LLC CPA's; Co-owner; Tax Preparation; 4749 Hwy 308, PO Box 250, napoleonville, LA, 70390; Not Investment-Related; 01/01/1993; 10 to 19 hours per month; 10 to 19 during trading hours. Board of Directors; RES Contractors LLC; Treasurer; 256 Ideal Street Plattenville, LA 70393, ,; ; 02/01/2016; 20 to 39 hours per month; 10 to 19 during trading hours / Kappa Sigma Homebuilding Corp; Treasurer; LSU CampusBaton Rouge, LA, ,; ; 01/01/1992; 1 to 9 hours per month; . Outside Employment; Michael Waguespack CPA APC; President -; Tax Preparation; 4749 Hwy 308Napoleonville, LA 70390, ,; ; 02/01/1993; 10 to 19 hours per month; / RES Contractors, LLC; CFO -; Industrial Contractor; 256 Ideal StreetPlattenville, Louisiana 70393, ,; Not Investment-Related; 02/12/2016; 60 hours per month; 60 during trading hours / State of Louisiana; LOUISIANA LEGISLATIVE AUDITOR - ensure the state of Louisiana's government is accountable, transparent and report the fiscal condition and performance of the state and all other political subdivisions of the state.; Louisiana Legislative Auditor - Auditing the State of Louisiana; 1600 North 3rd street, , Baton Rouge, LA, 70802; Not Investment-Related; 04/27/2021; 40 to 59 hours per month; 20 to 39 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-23
  • S66 Uniform Combined State Law Examination
    2016-06-23
Other Names
  • Michael Jean Wagnespack
  • Michael Jean Waguespack

View on SEC IAPD

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