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One Orange Way, Windsor, CT 06095 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-09-06 |
| MN | RA | APPROVED | 2014-01-30 |
Branch Locations
250 Marquette Avenue, Suite 900 Suite 900, Minneapolis, MN 55401 • United States
1201 Pacific Ave Suite 600, Tacoma, WA 98402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors | Minneapolis | MN | 09/2014 | Present |
NAME OF ENTITY: Election worker activity; No; 14800 34th Av N; Plymouth; MN; 55447; Primary Election Judge; Election Worker; 8/9/2022; 8; 0; Checked in voters| INDEPENDENT INSURANCE AGENT POSITION: Independent Insurance Agent NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/01/1999 ADDRESS: 250 Marquette, Suite 900, Minneapolis MN 55401, United States DESCRIPTION: Sale of fixed insurance products. CITY OF PLYMOUTH (MN) POSITION: Election Judge NATURE: Election Judge. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 08/06/2024 ADDRESS: 3400 Plymouth Boulevard, Plymouth MN 55442, United States DESCRIPTION: Checking in and registering voters
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-10-29 |
| S63 | Uniform Securities Agent State Law Examination | 1998-05-22 |
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