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300 Parkland Plaza, Ann Arbor, MI 48103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-06-05 |
| IN | RA | APPROVED | 2004-06-07 |
Branch Locations
1001 S. Roosevelt Road, P. O. Box 195, Knox, IN 46534 • United States
300 Parkland Plaza, Ann Arbor, MI 48103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Knox City Court | Knox | IN | 01/1996 | Present |
| Sigma Financial Corporation | Ann Arbor | MI | 06/2004 | Present |
| Spc | Ann Arbor | MI | 06/2004 | Present |
FINANCIAL PARTNERS OF KNOX, LLC; OUTSIDE INSURANCE BROKERAGE, CITY COURT JUDGE, Ministry and Lay Person for the Eagle Creek Church and Knox UMC in Knox, IN and Hamlet UMC in Hamlet, IN. I also fill in periodically at the Tippecanoe Christian Church in Winamac, IN; St. James Salem Church in Francesville, IN and St. John Church in Medaryville, IN. Start date: 1/27/21, approx. 1-2 hrs/mo, none during mkt hrs. Not investment related. FARM INCOME; SHARECROPPER. Two Brothers Investments, LLC, Knox, IN. Partner with spouse and 2 other individuals for the purpose of investing in rental income property. Start date: 10/9/15, approx. 20 hrs/mo, none during trading hours. Not investment related. Stout Investment Partners, LLC, Knox, IN. Co-own, with business partner, the building that houses my financial practice and will receive rental income from property. Start date: 2/19/21, approx. 1 hr/mo, none during trading hrs.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-09 |
| S63 | Uniform Securities Agent State Law Examination | 1998-05-11 |
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