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300 Parkland Plaza, Ann Arbor, MI 48103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-06-05 |
| IN | RA | APPROVED | 2022-08-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| North Judson-San Pierre Schools | North Judson | IN | 08/2015 | 07/2022 |
| Sigma Financial Corporation | Ann Arbor | MI | 05/2022 | 08/2022 |
| Sigma Financial Corporation | Ann Arbor | MI | 08/2022 | Present |
| Spc | Ann Arbor | MI | 08/2022 | Present |
1. DBA - Financial Partners of Knox, LLC, Knox, IN. Provide financial services. Start date: 8/1/22, approx. 40 hrs/mo. INV REL: Y 2. IHSAA Official, Officiate Football and Basketball, Start: 08/2021, Hours: 3/4 hrs/wk INV REL: N 3. Sale of non-variable insurance products through various insurance companies. Start date: 4/1/22, approx. 20 hrs/mo. INV REL: Y 4. Purchase and sell sports cards / collectibles online. Start date: 7/14/25, approx. 10 hrs/mo, none during mkt hrs. INV REL: N
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-12 |
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