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David Thomas Story

Thomas Story And Son LLC

Plymouth, IN

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Current Employers
Thomas Story And Son Llc

16773 13Th Road, Plymouth, IN 46563-9374 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-05-29
FL RA APPROVED 2024-05-29
KY RA APPROVED 2024-05-29
SC RA APPROVED 2024-05-29
DE RA APPROVED 2018-03-08
IN RA APPROVED 2009-06-05
TX RA APPROVED_RES 2009-05-18
IL RA APPROVED 2009-05-15
  • CA RA
    APPROVED
    Since 2024-05-29
  • FL RA
    APPROVED
    Since 2024-05-29
  • KY RA
    APPROVED
    Since 2024-05-29
  • SC RA
    APPROVED
    Since 2024-05-29
  • DE RA
    APPROVED
    Since 2018-03-08
  • IN RA
    APPROVED
    Since 2009-06-05
  • TX RA
    APPROVED_RES
    Since 2009-05-18
  • IL RA
    APPROVED
    Since 2009-05-15

Branch Locations

16773 13Th Road, Plymouth, IN 46563-9374 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thomas Story And Son Llc Plymouth IN 05/2009 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-07-28
S63 Uniform Securities Agent State Law Examination 2005-11-18
  • S65 Uniform Investment Adviser Law Examination
    2006-07-28
  • S63 Uniform Securities Agent State Law Examination
    2005-11-18
Other Names
  • David Thomas Story
  • David Story

View on SEC IAPD

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