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Robert Barclay Dragani

LPl Financial LLC

Plymouth, IN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-11-01
IN RA APPROVED 2005-01-27
  • TX RA
    APPROVED_RES
    Since 2010-11-01
  • IN RA
    APPROVED
    Since 2005-01-27

Branch Locations

615 W Jefferson St, Plymouth, IN 46563-1649 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc (Formerly: Linsco/Private Ledger Corp.) Boston MA 11/2004 Present
  • 11/2004 → Present
    Lpl Financial Llc (Formerly: Linsco/Private Ledger Corp.)
    Boston, MA
Other Businesses

1. 11/15/2011 - DRAGANI ENTERPRISES, INC. - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 2. 10/22/2024 - Casa di Mare - Real Estate Rental - Investment Related - Marco Island, FL - Start Date 06/19/2020 - 5 Hours Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-01-26
  • S66 Uniform Combined State Law Examination
    2005-01-26
Other Names
  • Robert Barclay Dragani

View on SEC IAPD

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