Best Investors
Account
Sign in
Best Investors
Account
Sign in
LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-11-01 |
| IN | RA | APPROVED | 2005-01-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc (Formerly: Linsco/Private Ledger Corp.) | Boston | MA | 11/2004 | Present |
1. 11/15/2011 - DRAGANI ENTERPRISES, INC. - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 2. 10/22/2024 - Casa di Mare - Real Estate Rental - Investment Related - Marco Island, FL - Start Date 06/19/2020 - 5 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-01-26 |
Reach out to this advisor