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Thomas Herbert Story

Thomas Story And Son LLC

Plymouth, IN

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Current Employers
Thomas Story And Son Llc

16773 13Th Road, Plymouth, IN 46563-9374 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-10-09
FL RA APPROVED 2024-10-09
KY RA APPROVED 2024-10-09
SC RA APPROVED 2024-10-09
DE RA APPROVED 2018-03-08
TX RA APPROVED_RES 2009-04-21
IL RA APPROVED 2009-02-18
IN RA APPROVED 2009-02-18
  • CA RA
    APPROVED
    Since 2024-10-09
  • FL RA
    APPROVED
    Since 2024-10-09
  • KY RA
    APPROVED
    Since 2024-10-09
  • SC RA
    APPROVED
    Since 2024-10-09
  • DE RA
    APPROVED
    Since 2018-03-08
  • TX RA
    APPROVED_RES
    Since 2009-04-21
  • IL RA
    APPROVED
    Since 2009-02-18
  • IN RA
    APPROVED
    Since 2009-02-18

Branch Locations

16773 13Th Road, Plymouth, IN 46563-9374 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thomas Story And Son Llc Oak Brook IL 11/2008 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-02-17
S63 Uniform Securities Agent State Law Examination 1981-05-06
  • S65 Uniform Investment Adviser Law Examination
    2009-02-17
  • S63 Uniform Securities Agent State Law Examination
    1981-05-06

View on SEC IAPD

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