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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-11-11
IN RA APPROVED 2003-08-18
  • TX RA
    APPROVED_RES
    Since 2020-11-11
  • IN RA
    APPROVED
    Since 2003-08-18

Branch Locations

12 W Davis St, Hamlet, IN 46532 • United States

Knox, IN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Valpraiso IN 01/2000 03/2020
Ameriprise Financial Services, Llc Hamlet IN 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 12W Davis Street, , Hamlet, IN, 46532; Not Investment-Related; 02/01/2018. Board of Directors; Hamlet Lions Club; Membership; 400S Division St, , Hamlet, IN, 46532; Not Investment-Related; 10/01/1998; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Antique Sales; My wife and I are wanting to rent a booth at an antique store to sell some of our antiques.; 5955 John Slusher Dr, , Hamlet, IN, 46532; Not Investment-Related; 04/12/2025; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-08-15
  • S66 Uniform Combined State Law Examination
    2003-08-15
Other Names
  • Mitch Semans

View on SEC IAPD

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