Best Investors Account Sign in
Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2008-07-02
  • TX RA
    APPROVED
    Since 2008-07-02

Branch Locations

2445 Technology Forest Ste 550, The Woodlands, TX 77381 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Northwestern Mutual Life Inscurance Milwaukee WI 05/1998 Present
Northwestern Mutual Investment Services, Llc Milwaukee WI 08/1998 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 05/1998 → Present
    The Northwestern Mutual Life Inscurance
    Milwaukee, WI
  • 08/1998 → Present
    Milwaukee, WI
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. OWNER, PINNACLE GROWTH GROUP, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 01/30/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 3. OWNER, ZAKPAK GROUP LLC, LEGAL ENTITY, START DATE: 01/30/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-06-27
S63 Uniform Securities Agent State Law Examination 2000-07-06
  • S65 Uniform Investment Adviser Law Examination
    2008-06-27
  • S63 Uniform Securities Agent State Law Examination
    2000-07-06

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in The Woodlands, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor