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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-01-27 |
| NC | RA | APPROVED | 2018-12-19 |
Branch Locations
2150 Country Club Rd Ste 300, Winston Salem, NC 27104 • United States
Winston-Salem, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bb&T Investment Services, Inc. | Kernersville | NC | 01/2013 | 12/2018 |
| Bb&T Securities, Llc | Kernersville | NC | 01/2018 | 12/2018 |
| Ameriprise Financial Services Inc | High Point | NC | 12/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Winston Salem | NC | 03/2020 | Present |
Business Ownership; Pops Rocks; Trustee; Trustee for family-held LLC to receive royalties; 260 Deer Path Lane, , Lexington, NC, 27295; Not Investment-Related; 10/01/2023; 1 to 9 hours per month; 0 during trading hours / Patricia Ruff Ayers Rentals; Trustee; Real Estate; 260 Deer Path Lane, , Lexington, NC, 27295; Not Investment-Related; 10/01/2023; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-12-09 |
| S63 | Uniform Securities Agent State Law Examination | 2000-02-06 |
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