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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-27
NC RA APPROVED 2018-12-19
  • TX RA
    APPROVED_RES
    Since 2022-01-27
  • NC RA
    APPROVED
    Since 2018-12-19

Branch Locations

2150 Country Club Rd Ste 300, Winston Salem, NC 27104 • United States

Winston-Salem, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Investment Services, Inc. Kernersville NC 01/2013 12/2018
Bb&T Securities, Llc Kernersville NC 01/2018 12/2018
Ameriprise Financial Services Inc High Point NC 12/2018 03/2020
Ameriprise Financial Services, Llc Winston Salem NC 03/2020 Present
  • 01/2013 → 12/2018
    Bb&T Investment Services, Inc.
    Kernersville, NC
  • 01/2018 → 12/2018
    Bb&T Securities, Llc
    Kernersville, NC
  • 12/2018 → 03/2020
    Ameriprise Financial Services Inc
    High Point, NC
  • 03/2020 → Present
    Winston Salem, NC
Previous Registrations
  • 2018-01-02 → 2018-12-20
    Bb&T Securities, Llc
    Lewisville, NC
    Raleigh, NC
    Charlotte, NC
    Winston Salem, NC
    Kernersville, NC
    Kernersville, NC
    Winston Salem, NC
    Winston-Salem, NC
    Reidsville, NC
    Eden, NC
    Madison, NC
  • 2013-01-16 → 2018-01-02
    Bb&T Investment Services, Inc.
    Charlotte, NC
    Chapel Hill, NC
    Winston Salem, NC
    Winston-Salem, NC
    Winston Salem, NC
    Winston Salem, NC
    Winston-Salem, NC
    Kernersville, NC
    Kernersville, NC
    Winston Salem, NC
    Winston-Salem, NC
    Reidsville, NC
    Madison, NC
    Oak Ridge, NC
    Eden, NC
    Winston Salem, NC
    Winston-Salem, NC
    Winston Salem, NC
    Raleigh, NC
    Winston-Salem, NC
    Lewisville, NC
    Reidsville, NC
    Eden, NC
    Madison, NC
  • 2013-01-02 → 2013-01-15
    Lexington, NC
Other Businesses

Business Ownership; Pops Rocks; Trustee; Trustee for family-held LLC to receive royalties; 260 Deer Path Lane, , Lexington, NC, 27295; Not Investment-Related; 10/01/2023; 1 to 9 hours per month; 0 during trading hours / Patricia Ruff Ayers Rentals; Trustee; Real Estate; 260 Deer Path Lane, , Lexington, NC, 27295; Not Investment-Related; 10/01/2023; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-12-09
S63 Uniform Securities Agent State Law Examination 2000-02-06
  • S66 Uniform Combined State Law Examination
    2012-12-09
  • S63 Uniform Securities Agent State Law Examination
    2000-02-06
Other Names
  • Jody Dermont Ayers
  • Joel D Ayers
  • Joel Dermont Ayers

View on SEC IAPD

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