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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2014-01-30 |
Branch Locations
901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States
Farmington, MN • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Minneapolis | MN | 01/2011 | 03/2020 |
| Ameriprise Financial Services, Llc | Minneapolis | MN | 03/2020 | Present |
Name of Activity: LACROSSE REFEREE; Date Activity Started/modified/ended: 4/16/2018; Type of Activity: LACROSSE REFEREE; Role/Relationship: EMPLOYEE; Responsibilities: REFEREE WOMENS LACROSSE ; Income Per Year: UP TO $10,000; Total Hours Per Month: 0 - 20; Hours Per Month During Trading Hours:0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? NO; -----END-----
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-07-07 |
| S65 | Uniform Investment Adviser Law Examination | 1998-07-02 |
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