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Current Employers
Kovack Advisors, Inc.

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-05-11
CA RA APPROVED 2013-05-10
CO RA APPROVED 2011-04-08
  • TX RA
    APPROVED_RES
    Since 2023-05-11
  • CA RA
    APPROVED
    Since 2013-05-10
  • CO RA
    APPROVED
    Since 2011-04-08

Branch Locations

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

605 South Tejon Street, Colorado Springs, CO 80903 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Kovack Securities, Inc. Ft. Lauderdale FL 03/2011 Present
Kovack Advisors, Inc. Ft. Lauderdale FL 03/2011 Present
  • 03/2011 → Present
    Kovack Securities, Inc.
    Ft. Lauderdale, FL
  • 03/2011 → Present
    Ft. Lauderdale, FL
Previous Registrations
Other Businesses

1) MCAPLIN FOSTER ADVISORS - 605 SOUTH TEJON STRET, COLORADO SPRINGS, CO 80903; INVESTMENT RELATED; OWNER; WEALTH MANAGEMENT AND FINANCIAL PLANNING; 80% OF TIME SPENT 2) FIXED INSURANCE SALES - 605 SOUTH TEJON STRET, COLORADO SPRINGS, CO 80903; FIXED INSURANCE AGENT; NON INVESTMENT RELATED; INSURANCE AGENT; FIND FIXED INSURANCE PRODUCTS TO FIT CLIENT'S NEEDS; 1% OF TIME SPENT 3) THE REAL MFA, LLC -605 SOUTH TEJON STRET, COLORADO SPRINGS, CO 80903; INVESTMENT RELATED; PROTECTION FOR DBA NAME AND LOGO FROM ANY USE OF OTHER FINANCIAL ADVISORS; MEMBER; LESS THAN 1% OF TIME SPENT. 4) COLORADO SPRINGS OSTEOPATHIC FOUNDATION - 605 SOUTH TEJON STRET, COLORADO SPRINGS, CO 80903; NON- INVESTMENT RELATED; NON-PROFIT FOUNDATION FOR OSTEOPATIC HERITAGE; BOARD OF DIRECTORS MEMBER; 1% OF TIME SPENT.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-08-13
S63 Uniform Securities Agent State Law Examination 2004-08-21
  • S65 Uniform Investment Adviser Law Examination
    2005-08-13
  • S63 Uniform Securities Agent State Law Examination
    2004-08-21
Designations
Other Names
  • Maile Sisson

View on SEC IAPD

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