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Current Employers
Carolina Financial Advisors, Inc.

100 East Lake Dr. Suite 100, Greensboro, NC 27403 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-07-10
CO RA APPROVED 2025-06-12
TX RA APPROVED 2021-04-09
VA RA APPROVED 2021-04-09
NC RA APPROVED 2020-07-28
  • FL RA
    APPROVED
    Since 2025-07-10
  • CO RA
    APPROVED
    Since 2025-06-12
  • TX RA
    APPROVED
    Since 2021-04-09
  • VA RA
    APPROVED
    Since 2021-04-09
  • NC RA
    APPROVED
    Since 2020-07-28

Branch Locations

100 East Lake Dr. Suite 100, Greensboro, NC 27403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed Ins Sales Greensboro NC 08/1989 Present
Belk & Assoc Inc Dba Belk Financial Group Greensboro NC 09/1989 Present
Financial Security Mangement, Inc. Virginia Beach VA 11/2000 09/2018
Old North State Trust Company Greensboro NC 09/2018 Present
  • 08/1989 → Present
    Self Employed Ins Sales
    Greensboro, NC
  • 09/1989 → Present
    Belk & Assoc Inc Dba Belk Financial Group
    Greensboro, NC
  • 11/2000 → 09/2018
    Financial Security Mangement, Inc.
    Virginia Beach, VA
  • 09/2018 → Present
    Old North State Trust Company
    Greensboro, NC
Previous Registrations
Other Businesses

NAME: FINANCIAL SECURITY GROUP, INC.; INVESTMENT-RELATED: NO; ADDRESS: 575 LYNNHAVEN PKWY, STE 310, VIRGINIA BEACH VA 23452; NATURE OF BUSINESS: LIFE AND HEALTH INSURANCE SALES; POSITION: AGENT; START DATE: 11/1/00; APPROX. HRS PER MO: 1; APRROX HRS DURING TRADING HRS: 1; DUTIES: PREPARE QUOTES AND APPLICATIONS FOR LIFE AND HEALTH INSURANCE NAME: Belk & Associates DBA Belk Financial Group; investment related: Yes; Location of the business: 2102 North Elm Street Suite F Greensboro, NC 27408; Description of the business: Life Insurance, Variable Annuity & Life, Accident, Health, Life or Sickness - Medicare supplement Long term care; Position Title: President/Owner; Responsibilities Duties: Sales and management ; Start date with business: 1997-03-12; Hours devoted to business during trading hours: 140; Hours devoted to business outside trading hours: 76; Percentage of total yearly compensation expected to be derived from the business: 95.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-31
S63 Uniform Securities Agent State Law Examination 1998-05-14
  • S65 Uniform Investment Adviser Law Examination
    1999-12-31
  • S63 Uniform Securities Agent State Law Examination
    1998-05-14
Designations

View on SEC IAPD

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