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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2011-01-13 |
| CA | RA | APPROVED | 2010-03-18 |
Branch Locations
5 Park Plz 19Th & 20Th Fls, Irvine, CA 92614 • United States
Rancho Santa Margarita, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Irvine | CA | 02/2010 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Irvine | CA | 11/2016 | Present |
RENTAL PROPERTY, INVT RELATED, LAKE FOREST, IL, 100% OWNERSHIP, START DATE 4/20/2021, 0 HRS PER MONTH, 0 HRS DURING TRADING, NO DUTIES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-06-29 |
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