Best Investors
Account
Sign in
Best Investors
Account
Sign in
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-05-23 |
| TX | RA | APPROVED_RES | 2025-05-23 |
| VA | RA | APPROVED | 2025-05-23 |
Branch Locations
519 West Jubal Early Drive Suite 300, Winchester, VA 22601 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Charlotte | NC | 05/2012 | 09/2016 |
| First Niagara Bank | Vassar | NY | 05/2012 | 09/2016 |
| Key Investment Services Llc | Poughkeepsie | NY | 09/2016 | 05/2025 |
| Morgan Stanley Smith Barney Llc | Winchester | VA | 05/2025 | Present |
| Morgan Stanley Smith Barney Llc | Poughkeepsie | NY | 05/2025 | 08/2025 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 07/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-12-01 |
| S65 | Uniform Investment Adviser Law Examination | 2007-12-31 |
| S63 | Uniform Securities Agent State Law Examination | 1998-06-22 |
Reach out to this advisor