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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED | 2024-11-14 |
Branch Locations
Lafayette Hill, PA • United States
110 Phoenixville Pike Suite 100, Malvern, PA 19355 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wayne | PA | 06/2015 | 03/2019 |
| Bank Of America, N.A. | Wayne | PA | 09/2015 | 03/2019 |
| Pruco Securities Llc | Malvern | PA | 03/2019 | 11/2024 |
| Lpl Enterprise, Llc | Exton | PA | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-09-03 |
| S63 | Uniform Securities Agent State Law Examination | 1998-06-01 |
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