Robert Charles Gueriera

Current Employers

Employment History

• 07/1998 → 11/2023
  Fsc Securities Corporation
  Exton, PA
• 03/1998 → Present
  Wharton Business Group
  Exton, PA
• 01/2000 → Present
  Wharton Benefits Group
  Exton, PA
• 08/2016 → Present
  Wharton Wealth Management, Llc
  Malvern, PA
• 05/2017 → 08/2018
  Csenge Advisory Group
  Clearwater, FL
• 11/2023 → Present
  Osaic Wealth, Inc.
  Malvern, PA

Previous Registrations

• 2005-03-14 → 2023-11-03
  Fsc Securities Corporation
  Malvern, PA
  Exton, PA
• 2017-05-18 → 2019-04-16
  Csenge Advisory Group, Llc
  Malvern, PA
  Clearwater, FL

Other Businesses

1) PERSONAL HOLDINGS AS PASSIVE INVESTOR IN CAPITAL SOLUTIONS REIT HOLDINGS/ COH INVESTMENTS LLC, UNION MEETING CORPORATE CENTER (910 HARVEST DR, SUITE 105, BLUE BELL, PA 19422), (SOUTHPOINTE OFFICE COMPLEX, CANONSBURG, PA), (510 HERON DR, BRIDGEPORT, NJ), (3220 TILLMAN DR, BENSALEM, PA), (131 SCARBOROUGH PARK DR, WILMINGTON, DE), (WEBBS LN, DOVER, DE), AND CARRARA BAY MARINA LP (JACO, COSTA RICA)FORT COLLINS ASSOCIATES LP (910 HARVEST DRIVE, SUITE 105 BLUE BELL, PA 19422), SOUTHPOINTE RICHMOND LP, CSW ARBOUR SQUARE I LP. PERSONAL HOLDINGS AS PASSIVE INVESTOR IN CAPITAL SOLUTIONS REIT HOLDINGS/ COH INVESTMENTS LLC, 4333 KELLY DRIVE ASSOCIATES, ADEN PARK RICHMOND ASSOCIATES, AMBER MANOR DEKALB, ARBOUR SQUARE II GLEN MILLS, BROOK LANE MILWAUKEE ASSOCIATES, BROOMALL VII ASSOCIATES, CHELMSFORD ASSOCIATES LP, MEADOW RIDGE ASSOCIATES LP, PE CLASS A INVESTORS, PE SYSTEMS INVESTORS LP, ROLLINGWOOD RICHMOND ASSOCIATES LP, SOUTHPOINT ASSOCIATES LP, FOUR CORNERS FRISCO LP, CS LUXOR III WEST CHESTER LP 2) WHARTON WEALTH MANAGEMENT POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 60 START DATE: 10/01/2016 ADDRESS: 110 N. Phoenixville Pike, Suite 300, Malvern PA 19355, United States DESCRIPTION: Managing Member; Registered Investment Advisory on Qualified Plans. 3)WHARTON BUSINESS GROUP POSITION: Other - Associate NATURE: Corporation - INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/01/1998 ADDRESS: 110 N. Phoenixville Pike, Ste 300, Malvern PA 19355, United States DESCRIPTION: Marketing DBA onlyWharton Business Group is completely separate and in no way affiliated with Wharton Business Group, LLC an Independent RIA and Wharton Business Group, Inc. a corporation located in the same building. 4) ROBERT GUERIERA JR. POSITION: Insurance Agent/Broker NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 08/01/1989 ADDRESS: 110 N. Phoenixville Pike, Suite 300, Malvern PA 19355, United States DESCRIPTION: Sale of Fixed Life Insurance And Annuities 5) 2329 YSR POSITION: Landlord/Owner NATURE: Partnership INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2013 ADDRESS: 110 N. Phoenixville Pike, Suite 300, Malvern PA 19355, United States DESCRIPTION: Rental Income 6) 133 E. GAY STREET POSITION: Landlord/Owner NATURE: Partnership INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2013 ADDRESS: 133 E. Gay Street, West Chester PA 19380, United States DESCRIPTION: Rental Income 7) WHARTON BENEFITS GROUP POSITION: Owner NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 8 START DATE: 1/1/2000 ADDRESS: 110 N. Phoenixville Pike, Suite 300, Malvern PA 19355 DESCRIPTION: Corporate Benefits Consultant Services

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-04-20
• S63 Uniform Securities Agent State Law Examination
  1989-10-03