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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2022-12-12
  • PA RA
    APPROVED
    Since 2022-12-12

Branch Locations

40 Lloyd Ave. Ste 201, Malvern, PA 19355 • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

182 W Court St, Doylestown, PA 18901-4106 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hark & Associates, Pc Malvern PA 05/2018 09/2022
Temple University Philadelphia PA 01/2016 04/2018
Rally House Collegeville PA 07/2012 12/2016
Urban Outfitters Philadelphia PA 06/2017 08/2017
Lpl Financial Doylestown PA 09/2022 Present
  • 05/2018 → 09/2022
    Hark & Associates, Pc
    Malvern, PA
  • 01/2016 → 04/2018
    Temple University
    Philadelphia, PA
  • 07/2012 → 12/2016
    Rally House
    Collegeville, PA
  • 06/2017 → 08/2017
    Urban Outfitters
    Philadelphia, PA
  • 09/2022 → Present
    Lpl Financial
    Doylestown, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-12-12
  • S65 Uniform Investment Adviser Law Examination
    2022-12-12

View on SEC IAPD

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