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418 E King St, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-02-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pacific Select Distributors | Newport Beach | CA | 04/2015 | 11/2019 |
| Pacific Life Insurance Company | Newport Beach | CA | 04/2015 | 11/2019 |
| Charles Schwab & Co., Inc. | Wayne | PA | 06/2020 | 09/2023 |
| Charles Schwab Bank, Ssb | Wayne | PA | 06/2020 | 09/2023 |
| Unemployed | Drexel Hill | PA | 11/2019 | 06/2020 |
| Traynor Capital Management | Malvern | PA | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-07-09 |
| S65 | Uniform Investment Adviser Law Examination | 1993-08-23 |
| S63 | Uniform Securities Agent State Law Examination | 1986-10-09 |
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