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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-11-14
TX RA APPROVED_RES 2024-11-14
  • PA RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2024-11-14

Branch Locations

110 Phoenixville Pike Suite 100, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bloomsburg University Of Pennsylvania Bloomsburg PA 05/2014 06/2017
Unemployed Medford NJ 06/2017 09/2017
Northwestern Mutual Life Insurance Company Milwaukee WI 09/2017 02/2018
Northwestern Mutual Investment Services Llc Mount Laurel NJ 09/2017 02/2018
Pruco Securites Llc Malvern PA 10/2020 11/2024
Sbf Finance & Technology Llc King Of Prussia PA 06/2018 03/2020
Unemployed Harleysville PA 03/2020 10/2020
Unemployed Medford NJ 02/2018 06/2018
The Prudential Insurance Company Of America Malvern PA 03/2021 Present
Lpl Enterprise, Llc Warrington PA 11/2024 Present
  • 05/2014 → 06/2017
    Bloomsburg University Of Pennsylvania
    Bloomsburg, PA
  • 06/2017 → 09/2017
    Unemployed
    Medford, NJ
  • 09/2017 → 02/2018
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 09/2017 → 02/2018
    Northwestern Mutual Investment Services Llc
    Mount Laurel, NJ
  • 10/2020 → 11/2024
    Pruco Securites Llc
    Malvern, PA
  • 06/2018 → 03/2020
    Sbf Finance & Technology Llc
    King Of Prussia, PA
  • 03/2020 → 10/2020
    Unemployed
    Harleysville, PA
  • 02/2018 → 06/2018
    Unemployed
    Medford, NJ
  • 03/2021 → Present
    The Prudential Insurance Company Of America
    Malvern, PA
  • 11/2024 → Present
    Warrington, PA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-06-30
S63 Uniform Securities Agent State Law Examination 2021-02-09
  • S65 Uniform Investment Adviser Law Examination
    2021-06-30
  • S63 Uniform Securities Agent State Law Examination
    2021-02-09
Other Names
  • Eric Previti

View on SEC IAPD

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