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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
110 Phoenixville Pike Suite 100, Malvern, PA 19355 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bloomsburg University Of Pennsylvania | Bloomsburg | PA | 05/2014 | 06/2017 |
| Unemployed | Medford | NJ | 06/2017 | 09/2017 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 09/2017 | 02/2018 |
| Northwestern Mutual Investment Services Llc | Mount Laurel | NJ | 09/2017 | 02/2018 |
| Pruco Securites Llc | Malvern | PA | 10/2020 | 11/2024 |
| Sbf Finance & Technology Llc | King Of Prussia | PA | 06/2018 | 03/2020 |
| Unemployed | Harleysville | PA | 03/2020 | 10/2020 |
| Unemployed | Medford | NJ | 02/2018 | 06/2018 |
| The Prudential Insurance Company Of America | Malvern | PA | 03/2021 | Present |
| Lpl Enterprise, Llc | Warrington | PA | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 2021-02-09 |
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