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Billy Joe Webster

Wharton Business Group, LLC

Malvern, PA

CRD 1942601

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Employer firm

Wharton Business Group, LLC CRD 133722

$4.57B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Wharton Business Group, Llc

110 N. Phoenixville Pike Suite 300, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2009-12-24
  • PA RA
    APPROVED
    Since 2009-12-24

Branch Locations

110 N. Phoenixville Pike Suite 300, Malvern, PA 19355 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wharton Business Group, Llc Exton PA 11/2009 Present
Previous Registrations
  • 1992-09-25 → 2015-01-07
    Fsc Securities Corporation
    Malvern, PA
    Exton, PA
    Malvern, PA
  • 2005-03-04 → 2005-09-21
    Exton, PA
Other Businesses

INVESTMENT ADVISORY SERVICES OFFERED THROUGH FSC SECURITIES CORPORATION (AN SEC-REGISTERED INVESTMENT ADVISER) AS AN INVESTMENT ADVISER REPRESENTATIVE; 2) INVESTMENT ADVISORY SERVICES OFFERED THROUGH WHARTON BUSINESS GROUP, LLC (AN SEC-REGISTERED INVESTMENT ADVISER NOT AFFILIATED WITH FSC SECURITIES CORPORATION) AS AN INVESTMENT ADVISER REPRESENTATIVE

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-06-05
  • S63 Uniform Securities Agent State Law Examination
    1989-06-05
Other Names
  • Bj Webster
  • Billy J Webster
  • Billy Joe Webster
  • Billy J Jr Webster

View on SEC IAPD

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