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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-07-08 |
Branch Locations
110 N Phoenixville Pike Suite 300, Malvern, PA 19355 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Distributors, Llc | Jersey City | NJ | 02/2020 | 06/2020 |
| Grantham, Mayo, Van Otterloo, & Co. Llc | Boston | MA | 07/2018 | 12/2018 |
| Santander Bank, N.A. | Boston | MA | 07/2017 | 12/2017 |
| Northeastern University | Boston | MA | 09/2015 | 12/2019 |
| Equitable Distributors, Llc | Jersey City | NJ | 02/2020 | 02/2021 |
| Equitable Distributors, Llc | Charlotte | NC | 02/2021 | 02/2022 |
| Pacific Life Insurance | Omaha | NE | 02/2022 | 04/2024 |
| Pacific Select Distributors, Llc | Newport Beach | CA | 02/2022 | 04/2024 |
| Osaic Wealth, Inc. | Malvern | PA | 04/2024 | Present |
WHARTON WEALTH MANAGEMENT POSITION: Registered Assistant NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 04/01/2024 ADDRESS: 110 N. Phoenixville Pike, Suite 300, Malvern PA 19355, United States DESCRIPTION: Client service administration and new business processing
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-07-05 |
| S63 | Uniform Securities Agent State Law Examination | 2020-10-15 |
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