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Warun Nmn Kumar

Derivaty Co

White Plains, NY

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Current Employers
Derivaty Co

777 Westchester Ave, White Plains, NY 10604 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-06
  • NY RA
    APPROVED
    Since 2021-08-06

Branch Locations

777 Westchester Ave, White Plains, NY 10604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rampart Investment Management New York NY 03/2014 10/2020
Derivaty, Llc New York NY 07/2020 Present
  • 03/2014 → 10/2020
    Rampart Investment Management
    New York, NY
  • 07/2020 → Present
    Derivaty, Llc
    New York, NY
Previous Registrations
  • 2011-03-09 → 2013-12-31
    Varick Asset Management
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-01-24
S63 Uniform Securities Agent State Law Examination 2008-05-12
  • S65 Uniform Investment Adviser Law Examination
    2011-01-24
  • S63 Uniform Securities Agent State Law Examination
    2008-05-12
Other Names
  • Warun Kumar
  • Warun Kumar

View on SEC IAPD

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