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Leigh Hastings Cundiff

Ubs Financial Services Inc.

Denver, CO

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2020-08-21
  • CO RA
    APPROVED
    Since 2020-08-21

Branch Locations

4600 S. Ulster Street -Suite 700 Metro Point One, Denver, CO 80237 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Pierce, Fenner & Smith, Inc. Denver CO 06/1999 Present
  • 06/1999 → Present
    Merrill Lynch Pierce, Fenner & Smith, Inc.
    Denver, CO
Previous Registrations
Other Businesses

1. Ronald MasseyUnited States, Clearwater FL United States-33759, Power of Attorney, personal acconts, POA for father Ronald Massey, none unless something happens to my father, start date-10/28/2024.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-27
S63 Uniform Securities Agent State Law Examination 2000-11-17
  • S66 Uniform Combined State Law Examination
    2005-06-27
  • S63 Uniform Securities Agent State Law Examination
    2000-11-17
Other Names
  • Leigh Hastings Massey
  • Leigh Hastings Massey

View on SEC IAPD

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