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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2016-10-21 |
| TX | RA | APPROVED | 2016-10-17 |
Branch Locations
6991 E Camelback Rd Ste D200, Scottsdale, AZ 85251 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Phoenix | AZ | 11/2007 | 10/2016 |
| Wells Fargo Advisors Financial Network, Llc | Scottsdale | AZ | 10/2016 | Present |
PADCO FINANCIAL GROUP LLC; INV. RELATED; TEMPE, AZ; CO-OWNER; REAL ESTATE INVESTMENT; START DATE 9/25/2007; 0 HRS PER MONTH; 0 HRS DURING TRADING. TRUSTEE FOR AUNT & UNCLE TRUST; INV. RELATED; SCOTTSDALE, AZ; START DATE 7/2019; 1 HR PER MONTH; LESS THAN 1 HR DURING TRADING. PADILLA ASSET MANAGEMENT, INVT RELATED, CHANDLER, AZ, 100% OWNERSHIP, START DATE 8/20/2021, 30 HRS PER MONTH, 30 HRS DURING TRADING, FINET PRACTICE.; TRUSTEE FOR PADILLA ASSET MANAGEMENT 401K/DBP, INV RELATED, CHANDLER, AZ, START: 8/20/2021, 30 HRS/MONTH, 30 HRS DURING TRADING, FINET PRACTICE 401K.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-10-04 |
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