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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-11-23
MI RA APPROVED 2015-03-13
TX RA APPROVED 2015-02-27
  • FL RA
    APPROVED
    Since 2021-11-23
  • MI RA
    APPROVED
    Since 2015-03-13
  • TX RA
    APPROVED
    Since 2015-02-27

Branch Locations

730 Penniman Avenue, Plymouth, MI 48170 • United States

109 E. Ann, Ann Arbor, MI 48104 • United States

Fort Myers, FL • United States

Fort Myers, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Plymouth MI 02/2015 Present
Previous Registrations
  • 2010-11-04 → 2015-03-11
    Ann Arbor, MI
  • 2004-10-07 → 2006-12-06
    Comerica Securities
    Detroit, MI
    Ann Arbor, MI
Other Businesses

BIG BLUE AA LLC; 2750 Whispering Woods, Ann Arbor, MI 48103; rental property; Proprietor/owner; investor; 10/1/2018; Business hours per month: No // THE TOMAHWK CLUB; Tomahawk Island, Honey Harbour, ONT P0E 1E0; Endowment Board -Chair; Review investments/cash flow; Start date 1/1/2010 8075 Queen Palm #526, condo - monthly rental available, Proprietor / owner, lease and maintain property, start date-10/1/2024, Fort MyersFL United States33966

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-06
S63 Uniform Securities Agent State Law Examination 1998-04-22
  • S66 Uniform Combined State Law Examination
    2004-10-06
  • S63 Uniform Securities Agent State Law Examination
    1998-04-22

View on SEC IAPD

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